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Legal & Compliance Cardano Advisory Limited

Privacy Notices

Please find below the Cardano and Cardano Advisory privacy notices in respect of the processing of personal data undertaken as a business and as an employer.

Please click here to download the Cardano privacy notice in respect of clients, business contacts and shareholders.

Please click here to download the Cardano privacy notice in respect of employees and applicants.

Cardano UK and Cardano Advisory Modern Slavery Act Transparency Statement

Please click here to access the transparency statement.

Compensation Scheme

The Financial Services Compensation Scheme (“FSCS”) provides compensation to eligible claimants in the event of a default of a regulated firm. This includes upon the default of Cardano Advisory Limited. As Cardano Advisory Limited only provides services to Professional Clients, clients of Cardano Advisory Limited are unlikely to benefit from the FSCS due to not qualifying as an eligible claimant in most circumstances. Clients that may qualify as eligible claimants includes those who receive regulated services from Cardano Advisory Limited and are either a trustee of a defined contribution pension scheme; or defined benefit pension scheme of an employer which is not a large companylarge partnership or large mutual association as defined, or a client that is small business as defined. Further information on eligibility and compensation limits can be found at https://www.fscs.org.uk/what-we-cover/.

Cardano Advisory Investment Services Complaints Handling Process

Please click here to download the complaints handling process document.

Conflicts of Interest Policy Summary

Please click here to download the full document.